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Monitoring Unit

The RSC Monitoring Unit is responsible for monitoring all UAMS-sponsored Investigator–Initiated IND/IDE clinical research trials. If your research study requires an IND or IDE, this group will work with you to ensure your study is monitored as required by federal regulations.

The services we provide include:

Site prequalifications – If you are conducting a multi-site trial, we can assist you in ensuring the site has the proper qualifications, subject population, and necessary resources needed to successfully participate in your research study. We will collect the necessary documentation needed prior to study initiation. We will travel to the site and report on our recommendations to the PI and sponsor-representative. *Note: all travel expenses incurred are the responsibility of the investigator.

Before the Trial Starts – We will assist the investigator in preparing the essential documents that will be needed to conduct the trial. These include source documentation flow sheets, Case Report Forms, drug accountability forms, and other logs needed to track the progress of the study. We will assist the coordinator with setting up their regulatory files for this study.

Site Initiation Visits – When you are ready to begin your trial, we will work with the investigator and his/her staff to help get the trial started. We will assist in educating the members of the research staff in the protocol-specific details. This includes protocol review, investigator responsibilities, informed consent process, regulatory documents, source documentation requirements, drug accountability and storage, and case report form completion.

Periodic Monitoring Visits – Once your trial has began, we will schedule monitoring visits approximately every 8-12 weeks to review data collection, regulatory binders, and drug accountability. These monitoring visits help the investigator identify problem areas with the study and they are able to correct the problems before they get out of control. We are not auditors. Our goal is not be punitive, but supportive. We will spend 1-2 days reviewing the records and at the end of each visit, we would like to meet with the investigator for a few minutes just to relay what we found during the visit. A formal letter with details of the findings will be issued within a week of the visit.

During the conduct of the trial – The monitoring unit will assist the research team with any protocol amendments, consent form changes, or case report form changes that are needed. We can also assist in correcting any problems with the study through education of the study staff.

Final Close-Out Visit – At the end of your study, we can conduct a final monitoring visit to verify all data has been collected and is accurate, we will perform drug accountability and ensure any remaining drug is destroyed or returned to the manufacturer, and we will review all regulatory documents to ensure the file is complete in the event of an audit.

Audit Preparation - Should the study be audited by an internal auditor or the FDA, we can assist in making sure the site is prepared for that audit.

Meet our Monitors:

Monitoring Manager: Tracie Baker
Phone #:686-7093
Email:
bakertracied@uams.edu

Monitor: Courtney Cathey
Phone: 526-5233
Email:
CBCathey@uams.edu

Monitor: Lindsey Stone
Phone #: 686-6092
Email:
LEStone@uams.edu

Links:

Essential Document Tools

Example CRFs and Source

IND Monitoring Plan

 

 

University of Arkansas for Medical Sciences, 4301 W. Markham St. Slot 813, Little Rock, AR 72205

Questions about RSC? Send us an email or call 501-526-6876

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