UNIVERSITY HOSPITAL AND CLINICAL
PROGRAMS
PROFESSIONAL NURSING ORGANIZATION
POLICY STANDARDS |
ADDENDUM:
K.9
EFFECTIVE:
7/87
REVISION:
5/08
APPROVAL:
5/08 |
| SUBJECT:
RN CLINICAL LADDER GUIDELINES |
| SOURCE: Policy Standards, Section K,
Selection/Retention/Development/Evaluation/Credentialing of Nursing Personnel |
| PERFORMANCE
APPRAISAL GUIDELINES:
(See Clinical Programs Policy on Competency Assessment HR 2.09) |
|
Definitions: Clinical Ladder: a
program (SOARn) designed to support the professional growth and
development of RNs and to provide the framework for annual performance
appraisal.
Promotion: Movement from one level to
another with a progressive level of responsibility and compensation.
Merit: An annual compensation
provided for the purpose of recognition of a level of performance by an
employee remaining within the same job category and level of responsibility. Merit compensation
ranges are based on market analysis by Human Resources and are subject
to change. For example, merit range of 0-3%; 0-2% = performance
which does not meet the required standard and should be accompanied by
an action plan for improvement; 3% = satisfactory to exceptional
performance against all performance standards of a job category.
Competency: Demonstration of knowledge,
skills and behaviors necessary to satisfactorily meet performance
standards of a specific job category.
Quarterly Assessment: An assessment of RN
performance occurring every three months. Process includes a self
assessment component and a CSM component. Provides the RN with
feedback related to job performance standards, supports incremental
growth and professional development of the RN. Provides objective,
periodic input into the annual performance appraisal process.
Performance Appraisal: Annual
performance review to determine readiness for promotion and/or to
establish the appropriate level of earned merit compensation.
Probation period: The period of time
(usually 90-180 days) during which the RN, peers and the CSM
determine the suitability of the match between the unit and the RN.
Orientation period: The period of time
given the RN to demonstrate the acceptable clinical and professional
performance level required to become a member of the unit team. |
RN Clinical Ladder
|
Level
|
Requirements
|
Compensation
|
Promotion Criteria to next level
|
Miscellaneous
|
|
RN I
(Novice)
|
-Position for all Entry Level Professional
Nurses until they successfully complete the probationary period and
are full partners in care
|
Starting salary per calculation sheet
|
To RN I (Advanced)
-Successful completion of orientation period
-Ability to be a full care partner
-Successful completion of quarterly assessments
-In attempting to attain the next level of
proficiency ALL RN I (advance beginners) through RN III level staff
should begin to demonstrate the skills necessary for advancement 6
months prior to becoming eligible. This progress will be
demonstrated on the quarterly assessment tool
|
Promotion to the RN I (advanced beginner) is
expected to occur within 6 months of the date of hire.
Promotion based on successful completion of and returning all
orientation materials AND Manager approval.
|
|
RN I
|
-Position for entry level professional nurses
who have completed the Probationary period and demonstrate
acceptable performance with support and mentoring from other team
members.
-Provides safe patient care at a basic level.
-Practice is primarily guided by policies,
procedures and standards
|
Probationary raise dependant on degree
|
To RN II A (competent) Minimum 1 year of
experience. Able to practice nursing as a full partner with
minimal supervision. Applies basic knowledge and skills to
meet standards of care for the most common patients encountered in
his/her specialty
-In attempting to attain the next level of
proficiency ALL RN I (advance beginners) through RN III level staff
should begin to demonstrate the skills necessary for advancement 6
months prior to becoming eligible. This progress will be
demonstrated on the quarterly assessment tool
-Completion of the New Graduate Program if
applicable
|
*Promotion to the RN IIA (competent) level is
expected to occur within 6 months after the date eligible to be
promoted.
**Promotion based on successful completion of
quarterly assessments and the annual performance
appraisal/competency process
|
|
RN II A
(Competent)
|
-Minimum 1 (one year) experience and practices
as a full partner on the interdisciplinary team with minimal
supervision
-Applies basic knowledge and skills to meet
standards of care for the most commonly encountered patients in
his/her clinical specialty
-Incorporates feedback and mentoring from
consultations with more experienced clinicians
|
***6% promotion & Up to 3% Merit
|
To RN II B (efficient) Minimum 2 years
experience in a clinical specialty as a full partner. Able to
proactively and independently coordinate the plan of care for a
variety of patients from common to complex.
-In attempting to attain the next level of
proficiency ALL RN I (advance beginners) through RN III level staff
should begin to demonstrate the skills necessary for advancement 6
months prior to becoming eligible. This progress will be
demonstrated on the quarterly assessment tool
|
*Promotion to the RN II B (efficient) next
level is expected to occur within 6 months of the date eligible to
be promoted.
**Promotion based on successful completion of
quarterly assessments and the annual performance
appraisal/competency process AND manager approval During the last 6
months of this year the RN II A is expected to complete the
Preceptor course
|
|
RN II B
(Efficient)
|
-Minimum 2 years of experience in a clinical
specialty as a full partner on the interdisciplinary team
-Proactively and independently coordinates plan
of care by applying knowledge from clinical experience to improve
quality patient outcomes for a variety of patient situation from
common to complex.
-Makes independent decisions guided by
experience as well as policies and standards. Consults others
for some complex patient issues.
-Begins to assume a leadership role and seeks
mentoring in this process
|
***4% Promotion & Up to 3% Merit
|
To RN III (proficient) Minimal 3 years
experience in a clinical specialty as a full partner on the
interdisciplinary care team. Able to perceive situations as a
whole and apply knowledge from clinical experience by analyzing
findings for complex patients to improve practice and quality
patient outcomes.
-In attempting to attain the next level of
proficiency ALL RN I (advance beginners) through RN III level staff
should begin to demonstrate the skills necessary for advancement 6
months prior to becoming eligible. This progress will be
demonstrated on the quarterly assessment tool
|
*Promotion to the next level is expected to
occur within 6 months of the date eligible to be promoted.
** Promotion based on successful completion of
quarterly assessments and the annual performance
appraisal/competency process AND Manager approval This is the
level where a nurse may begin to assume unit charge and preceptor
responsibilities During the first 6 months of this year the RN
II B nurses are expected to complete Leadership Essentials which
prepares them to perform the Charge Nurse role.
|
|
RN III
(Proficient)
|
-Minimum 3 years of experience in a clinical
specialty as a full patient on the interdisciplinary team.
-Perceives situations as a whole and applies
knowledge from clinical experience by critically analyzing findings
for complex patients to improve practice and quality patient
outcomes
-Relies on previous experience for critical
thinking for actual and potential problems and their solutions.
-Is recognized for knowledge and skills by
their peers.
-Consistently assumes a developing leadership
role
|
***4% Promotion & Up to 3% Merit
|
To RN III (Proficient Plus)
In addition to the requirements for RN III.
-Application for and acceptance as a resource
nurse.
-Able to work independently on a project
-Able to involve other staff nurses in best
practice.
-An exceptional RN II, with CSM and director
approval, may apply for a resource role
-Anyone progressing from RN III proficient, to
RN III Plus or RN IV must complete the application process, and be
approved by the CSM and Scope of Practice
|
*May stay RN III for all of career.
** Maintaining this level depends on successful
completion of quarterly assessments and the annual performance
appraisal/competency process AND manager approval
|
|
RN III Plus
(Proficient)
|
In addition to the requirements for RN III
-Is learning to negotiate the health care
system to maximize the delivery of quality care and to minimize the
cost of patient care service.
-Focuses toward the professional growth and
promotion of quality care by participation in the Professional
Nursing Organization (PNO), or Resource Nurse Program
|
***Up to 3% Merit Resource role bonus ($1000.00
for 6 months) the resource Roles:
-Skin/wound care resource
-Diabetes resource
-Infection control
-Customer Service
-Pain Resource
-Quality Assurance
-Magnet/Shared Governance
-Product/Supply
|
To any RN IV (expert)
-Minimum 4 years experience with clinical
expertise within a defined specialty.
-Able to provide leadership and support within
the PNO for initiatives and strategic planning to improve patient
outcomes at all levels of the organization.
-Application for and acceptance to an RN IV
role
-Successful completion of quarterly assessments
and the annual performance appraisal/competency process
|
Must perform resource roles to achieve bonus
**Maintaining this level depends on successful
performance appraisal AND manager approval
A unit of more than 24 beds may have more than
one RN III in the same resource role. These RN III’s must be
on different shifts and will be counted toward the total number
allowed per unit
All RN III Proficient Plus resource nurses must
successfully complete the application, interview and approval (by
Scope of Practice or a sub-committee of Scope) process.
|
|
RN IV (expert level)
|
-Minimum of four years of experience with
clinical expertise within a defined specialty.
-Provides leadership and support within the PNO
for initiatives and strategic panning to improve patient outcomes at
all levels of the organization
-Intuitive, comprehensive knowledge base as a
foundation for clinical expertise
Self directed, flexible and innovative in
patient care and problem solving.
-Promotes critical thinking, cultivates
mentoring relationships.
-Evaluates, recommends and implements practice
changes based on evidence-based practice literature.
|
|
-Successful completion of quarterly assessments
and the annual performance appraisal/competency process
|
The RN IV level will be limited to
approximately 20% of the unit total RNs, including no more than 4.8
FTEs CDF IV and excluding the Nurse Clinician. All RN IV’s who
transfer to a different shift on the same unit may be demoted back
to RN III if the RN IV role is not needed on that shift. RN
IV’s will not be eligible for additional Charge Nurse pay.
Leadership is an expectation of this level.
|
|
Clinical Expert
|
-Provides direct patient care on a daily basis
and will assume progressing levels of responsibility r/t standards
development, staff training, and patient education around their
clinical specialty.
-there is no limit to the number allotted for
this role. The number of Clinical Experts is r/t unit need and
director approval
|
***6% Promotion & Up to 3% Merit
|
Clinical expertise
Willingness to offer clinical expertise to
other units when needed.
|
** Maintaining this level depends on successful
quarterly assessments, performance appraisal AND manager approval
All RN IV Clinical Expert nurses must
successfully complete the application, interview and approval (by
Scope of Practice or a sub-committee of Scope) process.
|
|
Care Delivery Facilitator (CDF)
|
-Serves as the “permanent” charge nurse when on
duty.
-Assumes selected delegated unit management
tasks and will begin development of skills necessary to move into
CSM/Management role.
-Each CSM will have 4.8 FTE’s allotted
for this role
|
***6% Promotion & Up to 3% Merit
|
Leadership and clinical expertise
Takes a patient load when acuity and or
staffing indicates
|
** Maintaining this level depends on successful
quarterly assessments, performance appraisal AND manager approval
All CDF RN IV nurses must successfully complete
the application, interview and approval (by Scope of Practice or a
sub-committee of Scope) process.
|
|
Nurse Clinician
|
-Limited to areas without a clinical Nurse
Specialist (CNS).
-Requires flexibility in schedule to meet the
needs of the specialty.
-focus on coordination of orientation for RNs
and UAPs, staff development, quality related issues and
support/leadership for the governance structure
|
Salary based on education and experience
***Up to 3% Merit
|
BSN, accreditation in specialty or ability to
acquire it within 2 years. Intention to work toward CNS, with
the awareness that failure to do so may result in the hiring of a
CNS and the Nurse Clinicians return to an hourly position
|
** Maintaining this level depends on successful
quarterly assessments, performance appraisal AND manager approval
Reports to the Nursing Director of the area
with matrix accountability to the CSM.
Nurse Clinicians must successfully complete the
application, interview with the CSM, Director and staff prior to
being appointed.
|
|
CNS (Clinical)
CSM
(Admin.)
|
Will follow current requirements for education,
degree and experience
|
|
|
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*Any RN, once past the probationary period, not
achieving the next level when expected or not performing satisfactorily in
their current role, will be given an action plan to correct deficiencies.
If satisfactory improvement is not achieved the RN may be demoted, assisted
in finding a position more suited to his/her abilities or terminated.
**Prior to any promotion the candidate must have all
fulfilled all performance appraisal requirements, be performing on an
acceptable level and have the manager’s approval. RNs not achieving or
maintaining their level may be demoted, resulting in a loss of hourly pay,
if the action plan or performance appraisal is not completed.
All RNs are expected to complete both the preceptor and
Charge nurse courses. If possible preference r/t precepting and performing
Charge nurse duties will be accommodated but all RN’s must be trained in
these skills. Charge nurses (except RN IV) and Preceptors will continue to
be paid an amount for each hour of Charge or precepting performed.
***Based on market percentages 09/07
Internal Transfers
Staff who transfer to a parallel
position in a new area will meet with the CSM of the new area prior to the
transfer to evaluate experience, skill set and anticipated needs. The
RN will maintain his/her current position on the clinical ladder. The
transferring RN will be given up to six months to meet new role
expectations. the CSM may at any time during the orientation period
initiate an action or disciplinary plan if there is significant, documented
evidence that the RN will be unable to meet the expectations within six
months at the end of the orientation period if clinical competencies and
professional standards have not been met the CSM will work with the RN and
the nursing department to see if a better fit can be found. The RN may
progress in the disciplinary process up to and including termination.
RNs may not transfer to another area
as an RN IV. The RN will move back into an RN III position. Once
the RN has complotted orientation he/she may apply for an RN IV position
using the RN IV application process.
Experienced new hires
Experienced RNs who are hired into
the nursing department will be placed on the clinical ladder based on years
of experience and the RN's self-assessment. the experienced newly
hired RN will be given up to six months to meet the clinical and
professional standards of the nursing department. The CSM may at any
time during the probationary period for professional or clinical reasons
terminate the employment per UAMS policy.
ANNUAL PERFORMANCE APPRAISAL GUIDELINES: (See Clinical Programs
Policy on Competency Assessment HR 2.09)
- The annual performance appraisal process is triggered by the receipt
in the Patient Care Service Business Office of Merit Increase Forms
from
the Human Resources Department. The Merit Form displays the
due date that a completed
form is to be returned to the Human Resources Department.
- An Administrative Assistant will attach the
necessary performance
appraisal instrument to the Merit Increase Form and distribute them to the designated
Manager for completion by the effective date.
- It is the responsibility of the Clinical Service Manager
and employee to assure that performance
appraisals are completed and submitted in a timely manner,
to prevent a delay an
employee's merit increase. Quarterly
assessments are required and build on each other to aid both the manager
and the staff member in completing the annual performance appraisal.
Anecdotal notes concerning employee performance may be
maintained by the manager throughout the year and used at the time of the evaluation to
support the managers decisions.
- Probationary performance appraisal is accomplished by completion of the orientation competency
checklist and the probationary evaluation form generated by the Human Resources
Department. The probationary period may be extended
once for 90 days if the performance appraisal
is less than
satisfactory.
- The employee is expected to actively participate in the performance appraisal process
and provide documentation of performance at least two (2) weeks prior to the evaluation.
The employee will receive written notice from the manager that performance appraisal is
due, and be given thirty (30) days to participate in the process. If the employee does not
actively participate within the thirty-day period, an
action plan will be written and the disciplinary process elevated each 2
weeks until the performance appraisal is complete or the employee
terminated. Clinical competencies will be assessed as part of the annual performance appraisal.
-
Merit increase averages are determined by Human
Resources, based on market analysis. Salary increases above the
average merit amount are gained by progression in the clinical ladder.
Less than average increases my be given to those employees whose
performance or professional conduct does not meet standards or who are
on an action plan for improvement.
- Documentation of the performance appraisal is forwarded to
the Nursing business Office and
Human Resources.
- Performance Appraisals are considered delinquent if not returned to the appropriate
department thirty (30) days after the Review Month.
Increases are not given if an employee is noncompliant
with mandatory inservices or competencies as outlined by Joint Commission on
Accreditation of Healthcare Organizations and the Professional Nursing
Organization. Increases may be given to employees who are on a written
disciplinary notice for other reasons.
Quarterly Assessment Guidelines
All RNs will be evaluated on a quarterly basis to
ensure both continuing clinical competency and professional development,
using the attached tools. Each RN will receive three face to face
quarterly assessments to aid in the yearly performance appraisal process.
These tools will also assist the CSM in appropriately placing staff on the
clinical ladder and moving staff within the ladder. The tools are
fluid and may be changed to meet the needs of the unit, based on population
or procedure. They may also be changed periodically to reflect new or
renewed initiatives.
At this time, away from the bedside, a discussion of
the QCT should occur between the CSM and the RN if at all possible.
A copy of the assessment will be given to the RN,
the original kept in the unit personnel file to be used for the next
quarterly assessment or annual evaluation.
The employee is expected to actively participate in
the quarterly assessment and complete the QST by the date required.
Failure to participate in the quarterly process will result in the RN
receiving a written action plan and disciplinary notice. The
disciplinary process will be elevated each 2 weeks until the performance
appraisal is complete or the employee terminated.
PROMOTIONS AND DEMOTIONS:
Staff nurse Progression in the Clinical
ladder is based upon an individual employee's performance as measured by
quarterly assessments, the performance appraisal instrument, experiential
qualification, and other factors.
Staff nurse demotions are based upon the
individual employee's performance as measured by the quarterly competency
assessments, yearly performance appraisal instrument, and performance in the
current level of the clinical ladder and action plans. Demotions due
to performance will result in a pay decrease equal to the level of demotion.
Once a demotion has occurred,
reapplication may occur in sic (6) months if the employee meets the
performance criteria for the desired ladder position. Failure to
maintain an acceptable level of performance after being promoted for the
second time, will result in progressive discipline and termination
Voluntary demotions form RN IV and above
may be considered and carried out with an appropriate decrease in salary and
the approval of the CSM and Director.
Quarterly Self Development Assessment
Please complete this assessment. Use the back for
additional comments. Have this completed and available each day you work
starting ________________. THANKS!
What education modules have you completed this quarter?
What do you see as your clinical strengths?
Weaknesses? Do you have a plan to improve in this area?
Who have you mentored and/or been mentored by this
quarter?
Have you had any practice issue this quarter? If so,
what have you done to prevent a reoccurrence?
Have you had any time and attendance, professional
behavior, dress code issues this quarter?
Have you participated in any leadership initiatives? If
so what?
Describe the most challenging aspect of your job
related to patient care this quarter?
What has been the most satisfying aspect of your
position related to patient care?
Are you making progress toward meeting your
professional goals?
What is your next anticipated clinical ladder
promotion? What steps have you taken to show you are meeting those
requirements?
Signature
_________________________________________________ Date __________________
CSM Signature
____________________________________________ Date __________________
We are preparing to implement the
revised Clinical Ladder. You have attended one of your unit staff
meetings and received this packet of information to inform you of the
changes. We hope you are as excited as we are as we continue our
journey to Magnet status. We are setting the universal standards which
all RNs will be held accountable for in their professional practice at UAMS.
Your packet includes copies of the clinical ladder, job description,
quarterly assessment, and policy.
During the next three months you
will meet with your CSM. Together you will look closely at your job
description, the clinical Ladder, your experience, skill set and
professional behavior to identify and address any needs. You will
maintain your current position on the clinical ladder. You will be
allowed up to six months to meet role expectations. The CSM may at any
time during this period initiate or escalate any existing action or
disciplinary plan. If there is significant, documented evidence that
you will be unable to meet the expectation within six months an
action/disciplinary plan may be implemented. Ate the end of this
period if clinical competencies and professional standards have not been
met, the CSM will work with the RN and the nursing department to see if a
better fit can be found. the RN may progress in the disciplinary
process up to and including termination.
In preparation for meeting with your
CSM, please spend some time, going over both this packet and your
performance, including both positive and areas that need improvement for
your current level, to decide if you are performing above, at or below the
expectations for your current level. Complete any quarterly or annual
appraisal provided to help you determine if you are where you belong on the
ladder. This is also an opportunity to discuss with your CSM where you
aspire to advance to on the Clinical Ladder.
Most of you should remain in your
current position on the ladder. There is a chance that you will be
promoted to a higher level or demoted to another level based on your
performance and meeting the criteria required for your level.
Demotions are accompanied by a loss of pa percent of pay. If you are
placed on a lower level on the ladder and your salary is decreased, you will
have 6 months to meet the performance standards before the demotion becomes
effective. Your CSM will assist you in any way possible to maintain
your level. If you are placed below an RN III but have 3 years of
experience you must meet the RN III standards within 6 months of the ladder
implementation to avoid demotion.
Please sign below and return this to
the CSM within one week. I have received the clinical ladder packet,
have read and understand it . I will complete the required assessments
within the time prescribed by my CSM.
RN____
_________________________________________________ Date __________________
CSM _______
____________________________________________ Date __________________
Process for Quarterly
Assessments
All RNs will be evaluated on a quarterly basis to
ensure both continuing clinical competency and professional development,
using the attached tools. Each RN will receive three to face quarterly
assessments which will build on each other to aid in the yearly evaluation
process.
These tools will also assist the CSM in appropriately
placing staff on the clinical ladder as well as moving staff within the
ladder itself. The tools are fluid and may be changed to meet the needs of
the unit, based on population or procedure. They may also be changed
periodically to reflect new or renewed initiatives
I. Overall process
Four weeks before the
evaluation is due the Administrative assistants will send to the CSM a
packet for each RN who is due a quarterly assessment in the next month.
- The Packet will include
·
The cover letter
·
The Quarterly Self-Development Assessment tool (QST) dated the
10th of the month during which the assessment is due
·
A current Training tracker record
·
The most recent Abscal report
- The packets will be placed in the employee’s
mailbox no later than 3 weeks prior to the start of the month the
assessment is due.
II. Quarterly Self Development Assessment
The QST is to be completed by the RN
prior to the 10th of the month during which evaluation is
due. The CSM can then perform both parts of the assessment with the
RN, together at anytime.
·
The RN is to complete the QST completely. Since the RNs are
aware this will be occurring they can be working on this over the quarter as
evidence occurs or issues arise.
·
Examples of items that can be noted on, attached to the form
are; patient notes, Care cards, notes from peers, certificates, CEUs,
inservices, goals form prior assessments/evaluations etc
·
The CSM can use the above plus notes from his/her files,
Press-Ganey comments, Omni-cell reports, personal observations,
·
This time should not be spent going over employee issues,
which will be addressed as they arise but in one on one mentoring, coaching
and looking at future plans.
III. Quarterly Clinical
Assessment Tool
The evaluator will assess the
nurse as follows:
·
Hand off from the RN
The evaluator will ask
the RN to tell him/her about the patient as if doing
professional hand-off
·
Personal Observation ;
The evaluator will
accompany the RN into the room, introduce
him/herself and explain that they are
completing an assessment. During this time
the evaluator will fill out or note items to be written, on the QCT.
·
Chart audit:
The evaluator
will then go to the patients’ record and complete the
QCT
·
Discussion;
At this time, away from
the bedside, a discussion of the QCT should occur
between the CSM and the RN if at all possible.
A copy of the assessment
will be given to the RN, the original kept in the unit personnel file to be
used for the next
QUARTERLY CLINICAL ASSESSMENT
To be completed during the evaluation month
MR#___________________________ Date______________________________
RN_____________________________ Completed By _____________________
I. VAD
CVL
PICC
I-Port
Quinton
PIV
Other
VAD dressing changed ______________
Initialed ______________________
Date
Who  
IV Tubing labeled __________________
Guardrails in use

Date
II. Safety/Environment 
Call Button in Reach, Bedrails in proper position
If restraints are in use are they properly applied? Documented?
Activity/Ambulation orders noted and completed?
Names of today’s RN and Primary Nurse on Whiteboard
Isolation signage and equipment appropriate and complete 
III. Patient Identification
Armband on and legible
Blueband on if appropriate
Did the RN wash his/her hands prior
Blue Sheet in chart?
to entering the room?  
IV. Pressure Ulcer/wound
Correct Braden within last 12 hours
Pr eve ntion measures started for score < 14  
Falls Risk assessment completed/Appropriate signage if needed? 
Documentation of the wound/pressure ulcer complete  
Dressing or treatment addressed
Wound dressing intact, date and time of last dressing change
initialed
Proper paperwork and Care plans in place and addressed
V. Documentation  
Height, Weight, VS, diet & percentages
Physical assessment
Pain scale assessed
Care and D/C planning on |