American Academy of Arts
and Sciences - ARISE
In 2008, the AAAS
published a white paper entitled, ARISE (Advancing Research in Science
and Engineering). The ARISE goal was to provide recommendations to
Federal Agencies, Universities, and Private Foundations for investing
in/supporting Early-Career Scientists and High-Risk, High-Reward
Research.
ARISE report
The AAAS assembled a committee of academic
and business leaders to discuss and take action on 2 key issues central
to the nations' research efforts:
1) Support of early-career faculty, and
2) Encouragement of high-risk, high-reward, potentially
transformative research
EARLY-CAREER FACULTY
Recommendations for Federal Agencies include:
l Create or strengthen
existing large, multiyear awards for early-career faculty.
l
Pay special attention to early-career faculty during merit reviews of
regular grant programs
l Adopt career
stage-appropriate expectations for grant funding.
l
Provide seed funding for early-career faculty to enable them to explore
new ideas for which no results have yet been achieved.
Recommendations for
Universities include:
l
Develop or strengthen mentoring programs to encourage early-career
faculty.
l
Reconsider promotion and tenure policies for early-career faculty.
l
Address the needs of primary caregivers.
Recommendations for
Private Foundations include:
l
Move away from windfall effects by spreading the wealth.
l
Cap the number of start-up and first awards made to a single
investigator.
HIGH-RISK,
HIGH-REWARD
RESEARCH
Recommendations for Federal
Agencies include:
l Consider targeted
programs, grant mechanisms, and policies (i.e. adapt existing grant
programs) to foster transformative research; establish metrics with
which to evaluate success
l
Strengthen the application and review processes. High-risk research
proposals face even greater challenges in a stressed peer-review system
not equipped to appreciate them.
l Invest in program
officers, who should be encouraged/expected to engage with the
professional communities they fund. This requires an adequate
administrative budget, which should not come at the expense of the
research budget.
l
Establish new research programs only if they have enough critical mass
to avoid fruitless grant-writing efforts. Grant programs that fund a
very small percentage of applications are inefficient uses of money,
time, and effort.
l
Collect/analyze demographic data on applicants and PI's in a uniform
format to establish how well federal agencies support research.
Recommendations for Universities include:
l
Accept greater responsibility for salaries of faculty members. Expecting
faculty to raise all of the funds for their own salaries, their student'
stipends and tuition, and their research space puts a disproportionate
burden on early-career faculty and discourages risk taking.
l
Shoulder a larger share of the cost of new facilities and programs.
Campaign goals/funds for new buildings should include the continuing
responsibility to maintain each facility and to support new programmatic
activities.